Nex Systems
Person

JONATHAN JAY SUNG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/23/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050106501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jonathan Jay Sung, Respondent Investment Company and Variable Contracts Products Representative CRD No. 6240517 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jonathan Jay Sung ("Sung") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2016050106501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6240517

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