Nex Systems
Person

KRITTIBAS RAY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/13/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20100237817-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Krittibas Ray, Respondent CRD No. 3039388 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Krittibas Ray, ("Ray" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2010023781701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3039388

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