MATTHEW F. DELINE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/05/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MATTHEW F. DELINE (CRD No. 4910379), Respondent. Disciplinary Proceeding No. 2009019067201 Hearing Officer-Andrew H. Perkins DEFAULT DECISION June 5, 2013 Respondent is barred from associating with any FINRA registered firm in any capacity for failing to appear and testify at an on-the-record interview, in violation of FINRA Rules 8210 and 2010. Appearances Soo H. Im, Esq., and Scott M. Andersen,
Reference 2009019067201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4910379

Other names1

Also known as1

MATTHEW FRANCIS DELINE

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