Nex Systems
Person

Matthew Singer

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/27/2018: FINANCIAL INDUSTRY REGULATORY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049937901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Matthew Singer, Respondent Former Registered Representative CRD No. 4972708 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Matthew Singer submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2016049937901finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4972708

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.