Person
Screen this subjectDAVID LEE JERKE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/03/2025: Jerke refused to provide documents and information as requested by FINRA pursuant to FINRA Rule 8210. As a result, Jerke violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2024084491401finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5129935 |
Other names1
Also known as1
David L. Jerke
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