Person

DAVID LEE JERKE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/03/2025: Jerke refused to provide documents and information as requested by FINRA pursuant to FINRA Rule 8210. As a result, Jerke violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.

    Reference 2024084491401finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number5129935

Other names1

Also known as1

David L. Jerke

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