Person

Anthony Vultaggio Jr.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/11/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054945301 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Anthony Vultaggio, Jr., Respondent General Securities Representative CRD No. 5292477

    Reference 2017054945301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5292477

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