Person
Screen this subjectAnthony Vultaggio Jr.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/11/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054945301 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Anthony Vultaggio, Jr., Respondent General Securities Representative CRD No. 5292477
Reference 2017054945301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5292477 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.