Nex Systems
Person

Casey Wayne Walker

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/06/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058838301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Casey Wayne Walker, Respondent Former Registered Representative CRD No. 6486547 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Casey Wayne Walker ("Walker"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2018058838301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6486547

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