Nex Systems
Person

LISA M. JALOMO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/13/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. LISA M. JALOMO (CRD No. 1431206), Respondent. Disciplinary Proceeding No. E062004037101 Hearing Officer-Andrew H. Perkins DEFAULT DECISION March 13, 2006 Respondent improperly instructed her subordinate to sign a loan document that the Respondent then used to provide false account information to her mortgage lender, in violation of Conduct Rule 2110. The Respondent then used to provide false account information to her mortgage

    Reference E062004037101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1431206

Other names1

Also known as1

LISA MARIE JALOMO

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