Nex Systems
Person

SERGEY PUSTELNIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/21/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029713003 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Sergey Pustelnik, Respondent Registered Representative CRD No. 4439199 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Sergey Pustelnik ("Pustelnik" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2011029713003data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4439199

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