FRANCIS B. COLAVITA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/13/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000636901 To: Department of Enforcement NASD Re: Francis B. Colavita General Securities Representative CRD # 1835415 Pursuant to Rule 9216 of NASD Code of Procedure, Francis Colavita ("Colavita" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring
Reference 2005000636901finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1835415

Other names1

Also known as1

FRANCIS BYRNE COLAVITA

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