The Royal Bank of Scotland plc

Regulator action

United Kingdom. Named in 5 sanctions listings.

Screen this subject

Sanctions and listings5

Effective
20 May 2015
Ended
12 Feb 2020
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
20 May 2015
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $274,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
26 Jul 2011
Ended
6 Mar 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
11 Dec 2013
Ended
10 Oct 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
11 Dec 2013
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $50,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents3

Federal Reserve announces fines totaling more than $1.8 billion against six major banking organizations for their unsafe and unsound practices in the foreign exchange (FX) markets
2015-05-20
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20150520a.htm
Federal Reserve announces issuance of a joint consent cease and desist order by and among The Royal Bank of Scotland Group
2011-07-27
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20110727a.htm
Federal Reserve Board issues consent order to cease and desist and a civil money penalty of $50 million against the Royal Bank of Scotland
2013-12-11
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20131211a.htm

Addresses1

Edinburgh, Scotland

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.