Jonathan Manuel Aguilera

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/21/2025: From October 2024 through January 2025, Aguilera refused to provide information or documents requested pursuant to FINRA Rule 8210. As a result, Aguilera violated FINRA Rules 8210 and 2010, and is barred from associating with any FINRA member in all capacities.
Reference 2024082322401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6066139

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