CHAD A REVELLE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/11/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, vs. Chad A. Revelle (CRD No. 5114326), Respondent. Disciplinary Proceeding No.2010023076801 Hearing Officer - SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 11, 2012 INTRODUCTION Disciplinary Proceeding No. 2010023076801 was filed on May 21, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA")("Complainant"). Respondent Chad A. Revelle
Reference 2010023076801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5114326

Other names1

Also known as1

CHAD A. REVELLE

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