TEEKACHAND R. TIWARI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/10/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.## C10050031 TO: Department of Enforcement NASD Teekachand R. Tiwari (CRD No. 1995398) Respondent Pursuant to Rule 9216 of NASD Code of Procedure, I, Teekachand R. Tiwari ("Tiwari" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future
Reference C10050031finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1995398

Other names1

Also known as1

TEEKACHAND RICHARD TIWARI

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