GABRIEL MERO JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/06/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GABRIEL MERO, JR. (CRD No. 5681132), Respondent. Disciplinary Proceeding No. 2010024601702 Hearing Officer - RSH Default Decision January 6, 2012 For failing to respond in a timely manner to requests for information, and for failing to respond to additional requests for information, in violation of Rules 8210 and 2010, the
Reference 2010024601702data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5681132 |
Other names1
Also known as1
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