Nex Systems
Person

KENNETH EUGENE MARSH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/07/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. KENNETH EUGENE MARSH CRD No. 2571431 RESPONDENT. DISCIPLINARY PROCEEDING No. E062005017501 Hearing Officer: SW ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 6, 2007 INTRODUCTION Disciplinary Proceeding No. E062005017501 was filed on September 25, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondent Kenneth Eugene Marsh submitted an Offer of Settlement ("Offer") to Complainant on January 4, 2007.

    Reference E062005017501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2571431

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