DARIN M. FORGACS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.20070085061-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") Re: Darin M. Forgacs General Securities Representative CRD No. 2643825 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I, Darin M. Forgacs, submit this Letter of Acceptance
Reference 2007008506101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2643825

Other names1

Also known as1

DARIN MICHAEL FORGACS

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