DONALD G. VELTMAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/26/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A20040944-01 To: Department of Enforcement NASD Re: Donald G. Veltman Investment Company/Variable Contracts Representative (CRD No. 4646050) Pursuant to Rule 9216 of NASD Code of Procedure, I, Donald G. Veltman, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part
Reference E8A2004094401finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4646050

Other names1

Also known as1

DONALD GLENN VELTMAN

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