TAMARAH N. TAYLOR

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/16/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024082375901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Tamarah Daniel Taylor (Respondent) General Securities Representative CRD No. 4237020 Pursuant to FINRA Rule 9216, Respondent Tamarah Daniel Taylor submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC
Reference 2024082375901data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/07/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003361901 TO: Department of Enforcement NASD RE: Tamarah N. Taylor, Respondent General Securities Representative CRD No. 4340435 Pursuant to Rule 9216 of the NASD Code of Procedure, Tamarah N. Taylor ("Taylor") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in
Reference 2005003361901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4237020

Other names1

Also known as1

Tamarah Daniel Taylor

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