LEVINSKI DEALEXIS BARNES

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/18/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. LEVINSKI DEALEXIS BARNES, (CRD 2292179), Respondent. Disciplinary Proceeding No. 2010024271001 Hearing Officer-LOM HEARING PANEL DECISION July 18, 2013 Respondent took money from his securities firm customer, allegedly for an investment in an accounting practice. The investment was not made, but Respondent returned only a portion of the money. Respondent's misuse of customer funds violated NASD
08/29/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. LEVINSKI DEALEXIS BARNES, (CRD No. 2292179) Respondent. Disciplinary Proceeding No. 2010024271001 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. During the period of August 15, 2007 through September 19, 2007, Levinski Dealexis Barnes (Barnes) received a total of $50,000 from customer H.S., which was intended for the purchase of an interest in an accounting business. The
Reference 2010024271001data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2292179

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