RUSSELL PHILIP MACKE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Russell Philip Macke CRD No. 1882345 Hugh Vincent Murray III CRD No. 826261 Respondents. Disciplinary Proceeding No. 2008016437801 Hearing Officer: LB April 12, 2012 ORDER ACCEPTING OFFER OF SETTLEMENT OF RUSSELL PHILIP MACKE INTRODUCTION Disciplinary Proceeding No. 2008016437801 was filed on June 21, 2011 by the
06/21/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. General Securities Principal, General Securities Representative, and Options Principal CRD No. General Securities Principal and General Securities Representative CRD No. Russell Philip Macke General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 1882345
Reference 2008016437801data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1882345 |
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