Nex Systems
Person

MICHAEL FASCIGLIONE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/30/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034246201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Fasciglione, Respondent CRD No. 1806486 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Michael Fasciglione ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2012034246201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1806486

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