MICHAEL J. MARTELLA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/24/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, Complainant, v. MICHAEL J. MARTELLA (CRD No. 1719329), Respondent. Disciplinary Proceeding No.2006003772301 Hearing Officer - AWH DEFAULT DECISION April 24, 2008 Respondent is barred from associating with any FINRA member in any capacity for failing to respond to requests for information, in violation of NASD Rules 8210 and 2110. Appearances Ralph Drury Martin, Esq., for the Department of Market Regulation.
Reference 2006003772301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1719329

Other names1

Also known as1

MICHAEL JOSEPH MARTELLA

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