Jefferey W. Dyra

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/29/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063228001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jefferey W. Dyra, Respondent Former Registered Representative CRD No. 6785909 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019063228001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6785909

Other names1

Also known as1

Jefferey William Dyra

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