DEVON JERROD CARLSON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/28/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070089708-01 To: Department of Enforcement Financial Industry Regulatory Authority Re: DeVon Jerrod Carlson General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 2875123 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I, DeVon Jerrod Carlson (Carlson), submit
Reference 2007008970801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2875123 |
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