STEVEN DWAYNE MUSIELSKI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/09/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070896602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Steven D. Musielski (Respondent) Former General Securities Representative and Former General Securities Principal CRD No. 2128821 Pursuant to FINRA Rule 9216, Respondent Steven D. Musielski submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations
Reference 2021070896602data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2128821

Other names1

Also known as1

Steven D. Musielski

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