Roderick Len Whited
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/15/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065505201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Roderick Len Whited (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 2663822 Pursuant to FINRA Rule 9216, Respondent Roderick Len Whited submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020065505201finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2663822 |
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