DANIEL S. JACOBSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/20/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2012035252801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel S. Jacobson, Respondent Registered Representative CRD No. 5025104 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver, and Consent ("AWC") for the purpose of proposing a settlement
Reference 2012035252801finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5025104

Other names1

Also known as1

DANIEL SCOTT JACOBSON

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.