Jeffrey Karakatsanis
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/25/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072686001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Karakatsanis (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6911899 Pursuant to FINRA Rule 9216, Respondent Jeffrey Karakatsanis submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2021072686001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6911899 |
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