KEVIN IRVING ZINN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/11/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003286801 TO: Department of Enforcement NASD RE: Kevin L. Zinn, Respondent Registered Representative CRD No. 2544354 Pursuant to Rule 9216 of NASD Code of Procedure, Kevin L. Zinn ("Zinn") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against
Reference 2005003286801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2544354

Other names1

Also known as1

KEVIN L. ZINN

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