ANTHONY SCOTT CAMPBELL
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/30/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000085901 TO: Department of Enforcement NASD RE: Anthony Scott Campbell, Respondent [Investment Company and Variable Contracts Products Representative] [CRD No. 2859670] Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Anthony Scott Campbell ("Campbell" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This
Reference 2005000085901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2859670 |
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