JENNIFER LASHLEE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/15/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011028393901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jennifer Lashlee ("Lashlee"), Respondent Former Registered Representative CRD No. 5577016 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2011028393901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5577016

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.