MAJIED AD ALZID

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/18/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MAJIED ALZID (CRD No. 4710052), Respondent. Disciplinary Proceeding No. C8A050041 Hearing Officer - DRP DEFAULT DECISION April 18, 2006 Respondent is barred from association with any member firm in any capacity for failing to respond to requests for information, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110, and for improper use of customer funds, in violation of NASD Conduct Rules 2330(a) and 2110. In light
Reference C8A050041data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4710052

Other names1

Also known as1

MAJIED ALZID

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