ABIGAIL RUBIO ANCHETA
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/21/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Abigail Rubio Ancheta (CRD No. 4632532) Respondent. Disciplinary Proceeding No. C02040040 Hearing Officer- DMF ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 21, 2005 INTRODUCTION Disciplinary Proceeding No. C02040040 was filed on October 21, 2004, by the Department of Enforcement of NASD ("Complainant"). Respondent Abigail Rubio Ancheta ("Respondent") submitted an Offer of Settlement ("Offer") to Complainant on February 1, 2005.
Reference C02040040data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4632532 |
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