HENRY H. GODBEE IV

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/17/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022306401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Henry H. Godbee IV, Respondent Investment Company and Variable Contracts General Securities Representative Uniform Securities Agent Uniform Registered Investment Adviser CRD No. 4536422 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Henry Godbee IV, submit this Letter of Acceptance, Waiver and Consent ("AWC") for
Reference 2010022306401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4536422

Other names1

Also known as1

HENRY HORACE GODBEE, IV

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