Nex Systems
Person

Christine Ann Ringmeier

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/04/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066735901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christine Ann Ringmeier (Respondent) Former Associated Person CRD No. 6101579 Pursuant to FINRA Rule 9216, Respondent Christine Ann Ringmeier submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020066735901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6101579

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