Patrick Matlock
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/15/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Patrick Matlock (CRD No. 5760255), Respondent. Disciplinary Proceeding No. 2020067731001 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In March and May 2020, while registered through J.P. Morgan Securities LLC (CRD No. 79), Respondent Patrick Matlock misrepresented material facts on a loan application and loan agreement he submitted to the U.S. Small Business Administration (SBA) in order to obtain an Economic Injury Disaster Loan (EIDL).
Reference 2020067731001finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5760255 |
Other names1
Also known as1
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