Jack Charles Bixler

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/29/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING FFICERS Department of Enforcement, Complainant, v. Sandlapper Securities, LLC (CRD No. 137906), Trevor Lee Gordon (CRD No. 2195122), and Jack Charles Bixler (CRD No. 22331), Respondents. DISCIPLINARY PROCEEDING No. 2014041860801 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From April 2011 through November 2015 (the "relevant
11/29/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. SANDLAPPER SECURITIES, LLC (CRD No. 137906), TREVOR LEE GORDON (CRD No. 2195122), and JACK CHARLES BIXLER (CRD No. 22331), Respondents. Disciplinary Proceeding No. 2014041860801 Hearing Officer—DW EXTENDED HEARING PANEL DECISION November 29, 2018 Sandlapper Securities, through its Chief Executive Officer Trevor Gordon and President Jack Bixler, willfully defrauded
06/23/2020: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Sandlapper Securities, LLC, Greenville, SC, Trevor Lee Gordon, Greenville, SC, and Jack Charles Bixler, Greenville, SC, Respondents. DECISION Complaint No. 2014041860801 Dated: June 23, 2020 Member firm, its chief executive officer, and its vice-president misrepresented and omitted material facts concerning sales of fractional interests in saltwater disposal wells. In addition, the firm's chief executive
Reference 2014041860801data-portal.finra.org data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	22331

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