Nex Systems
Person

Cheryl Ann Stallings

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051267401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cheryl Ann Stallings, General Securities Representative CRD No. 1162913 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Cheryl Ann Stallings, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2016051267401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1162913

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