Nex Systems
Person

TURKER ERGUN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/08/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034101801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Turker Ergun, Respondent Registered Representative CRD No. 4347758 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Turker Ergun ("Respondent" or "Ergun") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2012034101801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4347758

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