Morgan Stanley

Regulator action

United States. Named in 3 sanctions listings.

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Sanctions and listings3

Effective
2 Apr 2012
Ended
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $8,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
28 Feb 2013
Ended
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Amendment to 4/2/2012 Order to Cease and Desist
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents3

Amendments to consent orders memorialize $9.3 billion foreclosure agreement
2013-02-28
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20130228a.htm
Federal Reserve Board announces termination of enforcement actions against 10 banking organizations, civil monetary penalties against five of the 10, and termination of two joint orders against service providers
2018-01-12
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20180112a.htm
Federal Reserve Board announces consent order against Morgan Stanley
2012-04-03
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20120403b.htm

Addresses1

New York, New York

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