BRIAN CALLAHAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/02/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. BRIAN CALLAHAN (CRD NO. 2053532), RESPONDENT. DISCIPLINARY PROCEEDING No. 2007007795401 HEARING OFFICER-LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 2, 2009 INTRODUCTION Disciplinary Proceeding No. 20070077595401 was filed on September 19, 2008, by the Department of Enforcement
Reference 2007007795401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2053532

Other names1

Also known as1

BRIAN RAYMOND CALLAHAN

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