MARK ALLEN LARSON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/15/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031582501 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Mark Allen Larson Investment Company Shares and Variable Contracts Representative CRD No. 1458125 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Mark Allen Larson, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This
Reference 2012031582501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1458125 |
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