BLAINE C. DAVIS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/11/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016750801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Blaine C. Davis, Respondent General Securities Representative CRD No. 4805348 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Blaine Davis ("Davis") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described
Reference 2009016750801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4805348

Other names1

Also known as1

BLAINE CARTER DAVIS

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