DANICA DANIALAH KING

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/15/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090178819 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Danica King Registered Representative CRD No. 4505156 Pursuant to FINRA's Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA
Reference 2009017881901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4505156

Other names1

Also known as1

DANICA KING

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.