Nex Systems
Person

Joseph Glenn Pratte

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/01/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055776001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Joseph Glenn Pratte, Respondent Former Registered Representative CRD No. 818045 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Joseph Glenn Pratte ("Pratte" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2017055776001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number818045

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