Nex Systems
Person

VICTOR M DANDRIDGE, III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/13/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052599901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Victor M. Dandridge III, Respondent General Securities Representative CRD No. 5884409 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Victor M. Dandridge III (“Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged

    Reference 2016052599901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5884409

Other names1

Also known as1

Victor M. Dandrige III

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