ANIL P. KUMAR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/11/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001269401 TO: Department of Enforcement NASD RE: Anil P. Kumar General Securities Representative CRD No. 2169544 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC Is submitted on the condition that
Reference 2005001269401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2169544

Other names1

Also known as1

ANIL PARBHUBHAI KUMAR

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