RITA E. MURRAY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/25/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029791101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Rita E. Murray, Respondent General Securities Representative CRD No. 5181155 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition
Reference 2011029791101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5181155

Other names1

Also known as1

RITA ELIZABETH MURRAY

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