MATTHEW R LOGAN

06/02/2022: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Matthew R. Logan Braintree, MA Respondent. DECISION Complaint No. 2019063570502 Dated: June 2, 2022 Respondent acted unethically by using an imposter to cheat on the FINRA Regulatory Element and several other continuing education courses. Held, findings and sanctions affirmed. Appearances For the complainant: Megan P. Davis, Esq., Meghan Ferguson, Esq., and Robert Kennedy, Esq.,

10/07/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Matthew R. Logan (CRD No. 5366984), Respondent. Disciplinary Proceeding No. 2019063570502 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In October 2018, Matthew R. Logan, while a registered representative at Homor, Townsend & Kent, LLC (HTK or Firm), cheated on his FINRA Regulatory Element continuing education exam by directing his Assistant, a person associated with HTK, to complete the exam on his behalf.

06/29/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MATTHEW R. LOGAN (CRD No. 5366984), Respondent. Disciplinary Proceeding No. 2019063570502 Hearing Officer-RES HEARING PANEL DECISION June 29, 2021 Respondent Matthew R. Logan is barred from associating with any FINRA

Reference 2019063570502data-portal.finra.orgdata-portal.finra.orgfinra.orgdata-portal.finra.org